Types of Non-Public personal information (NPI) we collect
We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include but is not limited to your Social Security Number, Date of Birth, Banking Information, Financial Account Numbers and/or Balances, Sources of Income, and Credit Card Numbers or Information. When you are no longer our customer, we may continue to share your information only as described in this notice.
parties to whom we disclose information
All Investment Advisers may need to share personal information to run their everyday business. In the section below, we list the reasons that we may share your personal information:
For everyday business purposes
Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus.
For Our Marketing
To offer our services to you.
For joint marketing with other financial companies.
For our affiliates’ everyday business purposes
Information about your transactions and experiences and information about your creditworthiness.
If you are a new customer, we may begin sharing your information on the day you sign our agreement. When you are no longer our customer, we may continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.
Protecting confidentiality of current and former client’s information
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards and secured files and building.
Federal & State Law Allows You To Limit Sharing - Opting Out
Federal law allows you the right to limit the sharing of your NPI by “opting-out” of the following: sharing for non-affiliates’ everyday business purposes – information about your creditworthiness; or sharing with affiliates or non-affiliates who use your information to market to you. State laws and individual companies may give you additional rights to limit sharing. Please notify us immediately if you choose to opt out of these types of sharing.
Definitions
Affiliates
Companies related by common ownership or control. They can be financial and non-financial companies; non-affiliates – companies not related by common ownership or control. They can be financial and non-financial companies; Joint marketing – a formal agreement between non-affiliated financial companies that together market financial products or services to you.
Please call if you have any questions. Your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.
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By accessing or using this Site, you indicate that you acknowledge and accept these Terms. If you do not agree to the following Terms, do not access or use this Site, and instead contact Compound Wealth Advisors, LLC. (“CWA”) in writing or via telephone as set forth below. CWA reserves the right to make changes to these Terms from time to time. When using this Site, you should review the current Terms, and our Privacy Policy (which is disclosed elsewhere on the Site), to determine if they have been amended since your last visit.
Important Disclosure Information
Compound Wealth Advisors is a state registered investment advisor. Registration does not imply a certain level of skill or expertise. This website is only intended for clients and prospective clients residing in states in which CWA is qualified to provide investment advisory services. CWA’s website is limited to the dissemination of general information pertaining to its advisory and plan consulting services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Compound Wealth Advisor’s website on the Internet should not be construed by any consumer and/or prospective client as solicitation to effect, or attempt to effect, transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by CWA with a prospective client shall be conducted by an advisor representative who is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
For information pertaining to the registration status of Compound Wealth Advisors, please contact the SEC or the state securities regulators for those states in which CWA maintains a notice filing. A copy of CWA’s current Form ADV Part 2A (disclosure brochure) discussing Compound Wealth Advisor’s business operations, services, and fees is available upon request. CWA does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Compound Wealth Advisors website or incorporated herein. All such information is provided solely for the purpose of convenience and all users thereof should be guided accordingly.
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Certain portions of Compound Wealth Advisor’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from CWA or from any other investment professional. Compound Wealth Advisors is neither a law firm nor an accounting firm, and no portion of the website content should be interpreted as legal, accounting, or tax advice.
Internet Security
Compound Wealth Advisors, LLC. is not affiliated with your custodians. When you use the internet to access your brokerage accounts the privacy of your personal information is covered by the terms of the privacy policies of each respective provider. You may obtain these privacy policies directly from the provider. You are responsible for your own Internet connection, as well as your personal computer’s Internet security (firewalls, spyware, virus protection, etc.) when accessing your accounts. Compound Wealth Advisors cannot be responsible for any unauthorized access to your information if it occurs while you access your accounts from a computer outside of CWA’s network.
Website Terms of Use
Use Of Material
Compound Wealth Advisors either owns the intellectual property rights in the underlying HTML, text, images, audio clips, video clips, software, and other content (collectively, the “Material”) that is made available to you on this Site or has obtained the permissions of the owner of the intellectual property to use the Material on this Site. Except as provided in these Terms, CWA prohibits the use, redistribution, or copying of any Material on this site without its express written permission.
Compound Wealth Advisors hereby authorizes you to display on your computer, download, and print pages of this website, subject to the following provisions, (i) the copyright notice appears on all such printouts; (ii) the Material will not be altered in any manner, (iii) the Material is only to be used for personal education and non-commercial use and will not be redistributed, broadcast, or copied to any other media.
The product names, company names, logo, trademarks and service marks (collectively, the “Marks”) displayed on this Site, are either owned by Compound Wealth Advisors and/or third-party licensors. You are not permitted to use the Marks without the prior written consent of CWA or such third party that may own the Marks. Any unauthorized use of any such Marks may be a violation of the rights of Compound Wealth Advisors or a third party. The Site and the Material contained herein in no way grant any license or right to use any Mark displayed on the Site. Users are prohibited from using the Marks displayed on the Site or the Material or any other content on the Site, except as provided in these Terms.
Disclaimer
The information on this Site has been provided by Compound Wealth Advisors for general information purposes. The Site, and the related Material, do not imply any client, advisory, fiduciary or professional relationship between you and CWA and neither Compound Wealth Advisors nor any other person is, in connection with the Site and Material, engaged in rendering auditing, accounting, tax, legal, advisory, consulting or any other professional service or advice.
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You acknowledge and agree that when you use, access, download or otherwise obtain information, materials or data through the Site or any reference sites, it is at your own discretion and risk and that you will be solely responsible for any damages to your property (including your computer system) or loss of data that results from the download or use of such material or data. Compound Wealth Advisors does not warrant or guarantee that files or other materials and information available through this Site will be free of infections, viruses, worms, Trojan horses or other code that could be harmful to your computer system.
Limitations Of Liability
Compound Wealth Advisors shall not be liable for any damages of any kind arising from or in connection with the use of the Site or the Material, including mistakes, omissions, interruptions, deletion of files or email, errors, defects, viruses or delays in operation or transmission, even if CWA is expressly advised of the possibility of such damages. This is a comprehensive limitation of liability that applies to all damages of any kind, including compensatory, direct, indirect, punitive, special, incidental or consequential damages, including but not limited to damages for lost profits, loss or inaccuracy of data or loss of revenue.
Links To Third Party Sites
This Site may link to, or be linked to, other websites not maintained by or related to Compound Wealth Advisors. Such links are provided only as a service to our visitors. Compound Wealth Advisors is not, directly or indirectly, implying any approval, association, sponsorship, endorsement or affiliation with the linked or linking website, unless specifically stated on this Site. Compound Wealth Advisors has not reviewed all such websites and is not responsible for the content, accuracy, or policies of any websites. You link to any other pages or websites at your own risk, and your use of such websites will be controlled by the terms of use posted on that site. You should review the terms of use of any website to which you navigate.
If you have any questions or concerns regarding these Terms, please contact us: By calling 860-414-7154, or by regular mail to the following address:
Compound Wealth Advisors
Attention: Chief Compliance Officer 4210 Brooke Court Unit, San Diego, CA 92122